(a) Definitions. As used in this rule:
(1) “Professional” means any person:
(A) authorized to practice medicine in any state or nation;
(B) licensed or certified by the State of Texas in the diagnosis, evaluation or treatment of any mental or emotional disorder;
(C) involved in the treatment or examination of drug abusers; or
(D) reasonably believed by the patient to be included in any of the preceding categories.
(2) “Patient” means any person who:
(A) consults, or is interviewed by, a professional for purposes of diagnosis, evaluation, or treatment of any mental or emotional condition or disorder, including alcoholism and drug addiction; or
(B) is being treated voluntarily or being examined for admission to voluntary treatment for drug abuse.
(3) A representative of the patient is:
(A) any person bearing the written consent of the patient;
(B) a parent if the patient is a minor;
(C) a guardian if the patient has been adjudicated incompetent to manage the patient’s personal affairs; or
(D) the patient’s personal representative if the patient is deceased.
(4) A communication is “confidential” if not intended to be disclosed to third persons other than those present to further the interest of the patient in the diagnosis, examination, evaluation, or treatment, or those reasonably necessary for the transmission of the communication, or those who are participating in the diagnosis, examination, evaluation, or treatment under the direction of the professional, including members of the patient’s family.
(b) General Rule of Privilege.
(1) Communication between a patient and a professional is confidential and shall not be disclosed in civil cases.
(2) Records of the identity, diagnosis, evaluation, or treatment of a patient which are created or maintained by a professional are confidential and shall not be disclosed in civil cases.
(3) Any person who received information from confidential communications or records as defined herein, other than a representative of the patient acting on the patient’s behalf, shall not disclose in civil cases the information except to the extent that disclosure is consistent with the authorized purposes for which the information was first obtained.
(4) The provisions of this rule apply even if the patient received the services of a professional prior to the enactment of Tex. Rev. Civ. Stat. art. 5561h (Vernon Supp. 1984)(now codified as Tex. Health & Safety Code §611.001-611.008).
(c) Who May Claim the Privilege.
(1) The privilege of confidentiality may be claimed by the patient or by a representative of the patient acting on the patient’s behalf.
(2) The professional may claim the privilege of confidentiality but only on behalf of the patient. The authority to do so is presumed in the absence of evidence to the contrary.
(d) Exceptions. Exceptions to the privilege in court or administrative proceedings exist:
(1) when the proceedings are brought by the patient against a professional, including but not limited to malpractice proceedings, and in any license revocation proceedings in which the patient is a complaining witness and in which disclosure is relevant to the claim or defense of a professional;
(2) when the patient waives the right in writing to the privilege of confidentiality of any information, or when a representative of the patient acting on the patient’s behalf submits a written waiver to the confidentiality privilege;
(3) when the purpose of the proceeding is to substantiate and collect on a claim for mental or emotional health services rendered to the patient;
(4) when the judge finds that the patient after having been previously informed that communications would not be privileged, has made communications to a professional in the course of a court-ordered examination relating to the patient’s mental or emotional condition or disorder, providing that such communications shall not be privileged only with respect to issues involving the patient’s mental or emotional health. On granting of the order, the court, in determining the extent to which any disclosure of all or any part of any communication is necessary, shall impose appropriate safeguards against unauthorized disclosure;
(5) as to a communication or record relevant to an issue of the physical, mental or emotional condition of a patient in any proceeding in which any party relies upon the condition as a part of the party’s claim or defense;
(6) in any proceeding regarding the abuse or neglect, or the cause of any abuse or neglect, of the resident of an institution as defined in Tex. Health and Safety Code §242.002.